Whistleblower Representation

SBR represents a number of highly sophisticated securities industry whistleblowers in matters that have been brought to the SEC and CFTC, pursuant to their whistleblower laws designed to encourage the disclosure of securities law violations by rewarding whistleblowers with a percentage of the what the agencies recover. We count high-ranking investment bankers at bulge bracket firms, leading securities analysts, and corporate executives among our clients – people who have shopped the market and chosen our firm over its competitors because of our depth of understanding of markets, accounting, and business economics.

Whistleblowers who report certain types of misconduct to state and federal authorities can secure multi-million dollar awards based upon the fines and damages that government entities collect as a result of the whistleblowers’ disclosures. In the wake of the global financial crisis, the Securities and Exchange Commission and the Commodity Futures Trading Commission adopted robust whistleblower programs. The subject matter of whistleblowers’ tips may include suspected accounting fraud, corporate fraud, market manipulation, insider trading, stockbroker fraud, and other securities law violations. With SBR’s assistance, whistleblowers can proceed anonymously and on a confidential basis.

We have submitted numerous securities industry tips on behalf of clients whose information and analysis uncovered or revealed corporate wrongdoing. SBR will also represent whistleblowers who file qui tam claims under the federal False Claims Act and other similar statutes regarding:

  • Health care fraud, including Medicare and Medicaid fraud
  • Tax fraud or the underpayment of taxes
  • Military spending fraud committed by defense contractors
  • Fraud or other misconduct related to other government spending or programs

SBR represents all of its whistleblower clients on a fully contingent basis. We are committed to achieving favorable results for our clients in the most efficient and cost-effective manner possible. To that end, we employ top experts in the industry to assist the firm in analyzing and presenting our clients’ whistleblower claims.

New York Office


1700 Broadway
41st Floor
New York, New York 10019

Phone (212) 239-4340
Fax (212) 239-4310

New Jersey Office


447 Springfield Avenue
2nd Floor
Summit, NJ 07901

Phone (908) 516-2045
Fax (908) 516-2049

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